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CQC, CIW and RQIA policies

Care policies and procedures for CQC, CIW and RQIA providers

Every policy your regulator asks for, written by a team led by a former CQC Senior Inspector Manager, branded to your company, mapped to the regulations and kept current in Care Sync Pro.

CQC domiciliary care pack: 590+ policies, £1,000 + VAT

Cover of a medicines management and administration policy branded for Home Health Care Services Limited
Cover of a consent to care and treatment policy branded for Synergy Home Care Ltd
Cover of a safeguarding adults at risk policy branded for Future Care Support Ltd
Real covers from policies we wrote for three home care providers, each in its own branding. Contact details are blurred.

In short

Care policies say what your service will do and why. Procedures are the step by step instructions staff follow to do it. Together they show your regulator how you meet the law, and they are the first documents an assessor reads.

Registration

What policies CQC asks for when you register

CQC lists the policies it wants to see. Some you send with your application. Others you must have ready for your registration assessor. This is the list for home care and supported living, from CQC's own pages.

Send with your application

Every new provider, whatever the service.

  1. 01Complaints policy
  2. 02Consent policy
  3. 03Equality, diversity and human rights policy
  4. 04Governance and quality assurance policy
  5. 05Infection prevention and control policy
  6. 06Medicines management policy
  7. 07Recruitment policy
  8. 08Safeguarding policy

You also send your statement of purpose and an insurance quote or certificate.

Have ready for your assessor

Home care and supported living. Kept on file, not sent.

  1. 01Duty of candour
  2. 02Freedom to speak up and whistleblowing
  3. 03List of risk assessments
  4. 04Person centred care planning
  5. 05Reportable incidents
  6. 06Risk management
  7. 07Sample care contract
  8. 08Sample care plan
  9. 09Staffing structure and rotas

Home care and supported living also send a business plan and financial forecast, evidence of legal occupancy of your office, service user guides and a staff training plan. Supported living services for people with a learning disability or autistic people complete an extra form.

These are the minimum. Assessors and inspectors expect far more than this once you are running, which is why our CQC pack holds over 590 policies.

The fundamental standards

Every core policy, mapped to its regulation

CQC judges you against the fundamental standards, Regulations 9 to 20A. Each one needs policies behind it. This is the map we write every pack to.

  • Safe
  • Effective
  • Caring
  • Responsive
  • Well-led
CQC fundamental standards, the policies that support each one and the key question it is usually evidenced under
9Person centred careAssessment, care planning and review, accessible informationResponsive
10Dignity and respectDignity and privacy, equality, diversity and human rightsCaring
11Need for consentConsent, Mental Capacity Act and best interests decisionsEffective
12Safe care and treatmentMedicines, infection prevention and control, risk assessment, moving and handlingSafe
13SafeguardingSafeguarding adults and children, restrictive practice, managing people's moneySafe
14Nutrition and hydrationEating and drinking support, choking risk, special dietsEffective
15Premises and equipmentEquipment checks and maintenance, office and environment safetySafe
16Receiving and acting on complaintsComplaints, compliments and concernsResponsive
17Good governanceQuality assurance and audits, records, data protection and UK GDPR, business continuityWell-led
18StaffingInduction, supervision, competency checks, rotas and continuity of careSafe
19Fit and proper persons employedRecruitment, DBS checks, references and right to workSafe
20Duty of candourDuty of candour, incident reporting and learningWell-led
20ADisplay of ratingsShowing your rating at your office and on your websiteWell-led

Regulation 9A, on visiting, applies to care homes and hospitals. Source: the 2014 Regulations on legislation.gov.uk.

Inside a real policy

What a good care policy contains

Inspectors check that staff can follow a policy and that it matches what happens in practice. This is a safeguarding policy we wrote for a home care provider in Hampshire. Choose a part to see where it sits.

Page 1 of 21 of a safeguarding adults at risk policy written for Future Care Support Ltd
Page 1 of 21. Personal contact details are blurred.

Part 1 of 8

Your branding

Your logo, company name and service type on the cover, and your name in the header of every page.

Care Sync Pro

Your policies, live, current and read by your team

Every policy pack comes with Care Sync Pro, our policy management platform, at no extra cost and with no ongoing subscription for the platform itself. No more paper folders.

Care Sync Pro

Staff who have read each policy

20 staff

  • Safeguarding adults20 of 20
  • Medicines management18 of 20
  • Lone working17 of 20
  • Infection prevention15 of 20

Policy updated

Medicines management, version 5.0

Staff asked to read and sign

Next reviews due

  • ComplaintsJan
  • Safeguarding adultsFeb
  • Medicines managementMar
Illustration of Care Sync Pro features
  • Version control

    A full audit trail of every update, amendment and review.

  • Read tracking

    Individual staff logins, so you can see who has read which policy.

  • Update alerts

    A notification whenever a policy changes to reflect new regulation.

  • Digital signatures

    Staff acknowledge policies and the record is kept.

  • Inspection dashboard

    Your compliance status across every policy area, in one view.

  • On any device

    Carers read policies on their phone, out in the community.

Keeping policies current

Policies that keep up with the rules

An out of date policy is easy for an inspector to spot and hard to defend. There are three moments every policy should be reviewed.

  1. 01

    Every year

    Review every policy at least once a year, and sign off the new version.

  2. 02

    When the law changes

    Update straight away when legislation, regulation or national guidance changes.

  3. 03

    After an incident

    Revisit a policy when an incident, complaint or audit shows it did not work in practice.

2026 update

CQC is changing how it assesses services

In March 2026 CQC confirmed it will remove the 34 quality statements and their scores, bring back key lines of enquiry and rating characteristics, and rate each key question as a whole. The new approach is being piloted. Until it starts, the current framework still applies.

Read CQC's consultation response

What it means for your policies

The regulations are not changing. Policies mapped to Regulations 9 to 20A stay valid whichever framework your inspector uses.

Our team monitors regulatory change and updates your policies in Care Sync Pro, which tells your staff when something has changed.

Outside England

Wales and Northern Ireland have their own rules

Using CQC policies for a Welsh or Northern Irish service leaves gaps your regulator will find. These are the laws each set is written to.

Wales · Care Inspectorate Wales

Regulated Services Regulations 2017

The Regulated Services (Service Providers and Responsible Individuals) (Wales) Regulations 2017, under the Regulation and Inspection of Social Care (Wales) Act 2016, require written policies and procedures. Among them:

Reg 12
Policies and procedures for the service
Reg 27
Safeguarding
Reg 58
Medicines
Reg 64
Complaints
Reg 65
Whistleblowing
CIW domiciliary care policies

Northern Ireland · RQIA

Domiciliary Care Agencies Regulations 2007

Agencies are regulated under the Health and Personal Social Services (Quality, Improvement and Regulation) (Northern Ireland) Order 2003 and the Domiciliary Care Agencies Regulations (Northern Ireland) 2007. RQIA's Domiciliary Care Agencies Minimum Standards set out the policies and procedures an agency must have.

Order
HPSS (Quality, Improvement and Regulation) (NI) Order 2003
Regs
Domiciliary Care Agencies Regulations (NI) 2007
Standards
RQIA Domiciliary Care Agencies Minimum Standards
RQIA domiciliary care policies
Client reviews

What care providers say about working with us

Care providers describe working with us, in their own words, on Trustpilot and Google.

Moving slowly. Hover, tap or press Pause to read.

  • First of all i want to give Millicent…

    First of all i want to give Millicent her flowers. I recently became a registered manager ( OLIVE BRANCH CARE & SUPPORT LTD) because of her. She knows her stuff, she takes you through the whole process, the Q&A with encouragement and guidance. I am usually a nerve wreck, but I made it. I couldn't not have wished for a better person than her. THANK YOU MILLICENT. YOU ARE THE BEST.
  • Excellent Support Throughout Our CQC Registration Journey

    Care Sync Experts provided excellent support throughout our CQC registration journey for Tailored Healthcare 4 You Limited. The team was professional, knowledgeable and very supportive throughout the process. They provided valuable guidance with our application, policies, supporting documents and preparation for the CQC registration process. What I particularly appreciated was their willingness to answer questions, explain requirements clearly and provide support whenever we needed clarification. Their guidance helped us navigate what can be a detailed and demanding registration process with greater confidence. We are very grateful for their contribution towards the successful CQC registration of our company and would happily recommend Care Sync Experts to other care providers looking for professional CQC registration support. Thank you to the entire team for your continued support.
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    Care Sync Experts supported with well tailored documentations for the CQC application, good prep/training for the CQC interview and prompt communication throughout the CQC registration stages which led to the success of Novaedge application I had an excellent experience working with Care Sync Experts on my CQC registration application. From the very beginning, their team demonstrated exceptional professionalism, knowledge, and commitment to ensuring my application met the required CQC standards. They provided clear guidance throughout the entire process, helped me prepare all the necessary documentation, and ensured I was fully ready for every stage of the application. Their attention to detail, prompt communication, and willingness to answer every question gave me confidence and made what could have been a stressful process much smoother. I truly appreciated their personalised support and expertise. Thanks to their dedication, I felt well-prepared throughout my CQC registration journey. I would confidently recommend Care Sync Experts to anyone seeking reliable and professional support with CQC registration and healthcare compliance.
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    The Experience that I have had with Care Sync experts is so excellent and effortless. Care sync experts assisted me with the CQC registration of my company. It was a 5 star experience. Coming from a healthcare background myself, I worked with a group of dedicated experts who knows what there are doing. I will like to thank Colin who handled my registration process with the Care sync expert team in such a way that the process looked so simple.
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    I am genuinely grateful that I chose Care Sync Experts to support me in establishing my domiciliary care company, Precious Care. From my very first conversation with them, it was clear that they truly understood my needs. Their knowledge, expertise, and professionalism were evident from the start—they really do live up to their name. The support provided to me and my wider team was exceptional and truly limitless. No matter how small the question, they were always available, approachable, and ready to help. From day one, Millicent and Collins made us feel valued and important. Speaking with them felt like talking to people I had known for years—warm, reassuring, and always willing to go the extra mile. Every phone call ended with clarity and confidence. Millicent’s guidance, training, and ongoing support were outstanding and made the entire process smooth and stress‑free. Without hesitation, I would recommend Care Sync Experts as the go‑to professionals for anyone seeking EXPERT support in this field.
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Care policies and procedures FAQs

Last reviewed

CQC asks every new provider to send policies on complaints, consent, equality, diversity and human rights, governance and quality assurance, infection prevention and control, medicines management, recruitment and safeguarding, along with a statement of purpose and an insurance quote or certificate. Home care and supported living providers must also have policies ready on duty of candour, freedom to speak up and whistleblowing, person centred care planning, reportable incidents and risk management, plus a list of risk assessments, a sample care contract, a sample care plan and a staffing structure.
A policy states what your service will do and why, such as how you protect people from abuse. A procedure is the step by step instruction staff follow to do it, such as how to recognise, record and report a safeguarding concern. Together they show your regulator how you meet the law.
Beyond the policies CQC asks for at registration, a home care agency needs policies for working in people's own homes: lone working, key holding, moving and handling, medication support with MAR charts and PRN protocols, accidents and first aid, and risk assessment of each home. Our CQC domiciliary care pack has over 590 policies and costs £1,000 + VAT.
Supported living needs everything a home care agency needs, plus policies on tenancy rights, positive behaviour support, restrictive practice, community inclusion and working to CQC's Right support, right care, right culture guidance for people with a learning disability and autistic people. That is why we write a separate supported living set rather than adapting domiciliary care policies.
The fundamental standards are Regulations 9 to 20A of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014: person centred care, dignity and respect, consent, safe care and treatment, safeguarding, nutrition and hydration, premises and equipment, complaints, good governance, staffing, fit and proper persons employed, duty of candour and display of ratings. Regulation 9A, on visiting, applies to care homes and hospitals.
Review every policy at least once a year, and straight away when legislation, regulation or national guidance changes. Also revisit a policy when an incident, complaint or audit shows it did not work in practice. Each review should be recorded with a new version number and date.
You can, but generic templates often name the wrong regulator, miss home care risks such as lone working and are not tailored to your service. Assessors expect your policies to describe how your service actually works. If they do not match your statement of purpose and the way you operate, it raises questions.
Yes. Wales follows the Regulation and Inspection of Social Care (Wales) Act 2016 and the Regulated Services Regulations 2017, with its own safeguarding procedures and the Active Offer for the Welsh language. Northern Ireland follows the Domiciliary Care Agencies Regulations (Northern Ireland) 2007 and RQIA's minimum standards. We write a separate set for each.
In March 2026 CQC confirmed it will remove the quality statements and their scores, bring back key lines of enquiry and rating characteristics, and rate each key question as a whole. The regulations themselves are not changing, so policies mapped to Regulations 9 to 20A remain valid. We update policies in Care Sync Pro as CQC's guidance changes.
Yes. Every policy is branded to your company and tailored to your service type, so it reads as your own document rather than a template.
Care Sync Pro is our policy management platform. It keeps a full version history, gives each member of staff a login so you can see who has read which policy, sends a notification when a policy is updated, records digital signatures and works on any device. It is included with every policy package at no extra cost.
Yes. You can get three free sample policies from our CQC domiciliary care pack, including the safeguarding adults and medication policies. For supported living, CIW and RQIA policies, contact us to ask which samples are available.
Before. CQC asks for core policies with your application, and your registration assessor can ask to see the rest. You then need the full set in place from the day you start delivering care.
An inspector who finds policies that do not reflect current law, or that staff do not follow, can treat it as a sign of weak governance under Regulation 17. Keeping them current, with a record of who has read each one, is the simplest way to avoid that.

Every policy your regulator expects, ready for your assessor

We have supported over 1,200 care providers, with a 94% first-time approval rate on registrations. Start with three free sample policies from our CQC domiciliary care pack.